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gj 13 1b toc58 2 2 07 10 14 pm page 24 doi 10 1089 act 2006 13104 clinical applications for meditation a review and recommendations jane hart m d ...

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 GJ 13_1B_toc58  2/2/07  10:14 PM  Page 24
          DOI: 10.1089/act.2006.13104
          Clinical Applications 
          for Meditation
          A Review and Recommendations
                                 Jane Hart, M.D.                                     There is much that remains unknown about meditation, but
                                                                                   what is known is that science is only beginning to understand all
                                                                                   of the potential clinical applications in medicine, psychology, and
                     editation has its roots in cultural, spiritual, and reli-     spirituality. Researchers are discovering that meditation has the
                     gious settings. It is an ancient practice that has been       potential to affect physical, emotional, mental, and spiritual well-
          Membraced by individuals throughout the world. One                       being. 
          review of the subject estimated that there are 10 million medita-
          tion practitioners in the United States alone.1 Through the cen-                              Defining Meditation
          turies, a wide variety of types of meditation have evolved, and
          continue to evolve, in secular and health care settings. Transcen-         Mindfulness meditation and concentrative technique are the
          dental MeditationTM (TM), the relaxation response, mindfulness-          two main approaches in meditation discussed in this article.
          based meditation, breathing meditation, and walking meditation             Mindfulness meditation is defined simply as “moment-to-
                                                                                                         7
          are just a few of the common types of meditation available to            moment awareness” by Jon Kabat-Zinn, Ph.D. (founder of the
          meet patients’ interests and needs.                                      Center for Mindfulness at the University of Massachusetts Medi-
            Today, meditation is also recognized as a practice that is used        cal School in Worcester, Massachusetts). He stated that mindful-
          as a popular complementary and alternative medicine (CAM)                ness meditation is about paying attention to the senses, thoughts,
                                                                                                                                      7
          therapy. The National Center for Complementary and Alterna-              and body in a way that people do not usually do.
          tive Medicine (NCCAM) survey published in 2002 on the use of               Cahn and Polich described the concentrative meditation tech-
          CAM in the United States showed that meditation was in the top           nique as “focusing on specific mental or sensory activity,” such
                                                                        2                                                            4
          10 most commonly used practices used for CAM therapies. Peo-             as a repeated sound, or mantra, or on the breath. While thoughts
          ple may practice meditation for a wide variety of reasons, includ-       and distractions come up during this process, the goal in concen-
          ing stress reduction, health promotion, relief of symptoms caused        trative meditation is to bring the attention back to the chosen
          by chronic medical conditions, enhancement of spirituality, and          area of focus, such as on the mantra or the breath. Herbert Ben-
          other goals.                                                             son, M.D. (director-emeritus of the Benson-Henry Institute for
            People who teach and practice meditation have made many                Mind Body Medicine, Chestnut, Hill, Massachusetts, and an
          claims about what regular meditation practice may foster, includ-        associate professor of medicine at Harvard Medical School,
          ing joy, peace, equanimity, calm, greater ability to focus attention     Boston, Massachusetts), coined the term relaxation response, which
                                                                                                                                  5
          or concentrate, changes in states of consciousness, self-actualiza-      is elicited by using a concentrative technique.
          tion, stability of emotions, forgiveness, love, compassion,                Walsh and Shapiro noted that there is an overlap in both of
          improvements in physical health, improvements in mental                  these approaches toward a similar goal, stating that “the former
          health, and more.                                                        (mindfulness meditation) requires the maintenance of attention
            Science has also demonstrated, particularly in the last 40             in a state of open perceptivity, and the latter (concentrative tech-
          years, that meditation can have a positive effect on health and                                                            1
                                                                                   nique) requires narrowing of attentional focus.”
          can alter human psychologic states and physiologic states such             Webster’s Dictionary defines meditation as “to think deeply and
          as heart and respiratory rates, brainwave patterns, and core                                                                                8
                                                                                   quietly; ponder” or “to consider at length; contemplate.”
                                1,3–5
          body temperature.          Emerging evidence is also revealing           Experts in the field of meditation might take issue with this defi-
          the effects of meditation on the brain and how the practice can          nition, challenging the notion of thinking deeply as opposed to
          have both short- and long-term effects on human neurologic               being with things as they are and letting thoughts come and go
                    4,6
          “wiring.”                                                                as in the case of mindfulness meditation, or having a heightened
             24
 GJ 13_1B_toc58  2/2/07  10:14 PM  Page 25
          ALTERNATIVE & COMPLEMENTARY THERAPIES—FEBRUARY 2007                                                                                        25
          ability to focus and concentrate as in the case of the concentrative       One such researcher was Jon Kabat-Zinn, Ph.D., who founded
          technique.                                                               the Center for Mindfulness at the University of Massachusetts
            In the literature, there a general agreement that the practice is      Medical School in Worcester, in 1979. Dr. Kabat-Zinn popular-
          about training attention. Walsh and Shapiro offer the following          ized mindfulness meditation and Mindfulness-Based Stress
                                                                                                         7
          definition:                                                              Reduction, or MBSR.
               The term meditation refers to a family of self-regulation practices   Dean Ornish, M.D., founder of the Preventive Medicine
            that focus on training attention and awareness in order to bring       Research Institute in Sausalito, California, also raised awareness
            mental processes under greater voluntary control and thereby foster    of the potential benefits of using meditation to address chronic
            general mental well-being and development and/or specific capaci-      disease via his multi-interventional programs for people with
                                                     1                             cardiovascular disease (CVD). Dr. Ornish recommended signifi-
            ties such as calm, clarity, and concentration.
                                                                                                                 cant lifestyle behavior changes in
            Cahn and Polich defined medita-                                                                      this population in the realms 
          tion as “practices that self-regulate                                                                  of nutrition, exercise, and stress
          the body and the mind, thereby               In 2003, the Dalai Lama convened                          reduction, including meditation,
          affecting mental events by engaging                                                                    and demonstrated that such an
          a specific attentional set.”4 Walsh         meditators and scientists in the field                     approach can have a positive
          and Shapiro observed that the con-             to explore the interface between                        impact on the experience of chronic
                                                                                                                                                    10
          trast between meditation and other                                                                     illness among patients with CVD.
          practices, such as visual imaging, is            Buddhism and neuroscience.                               In 2003, the Dalai Lama convened
          that meditation is about training                                                                      meditators and scientists in the field
          attention whereas others are about                                                                     to explore the interface between Bud-
                           1                                                                                                               11
          altering content.                                                                                      dhism and neuroscience.     In 2005, a
                                                                                   conference entitled “Investigating the Mind 2005: The Science and
           History of Meditation: From Spirituality to Science                     Clinical Applications of Meditation” was held in Washington, D.C.
                                                                                   This conference offered communication among the Dalai Lama,
            Dr. Benson popularized meditation in secular society via the           Buddhist contemplatives, and neuroscientists in the continued
                                                                                                                                               11
          relaxation response—which is elicited via a meditative approach          quest to understand meditation’s role in health and disease.
          that involves stilling the body in a quiet environment and repeat-         Clinical applications for meditation have been suggested wide-
          ing a word or a phrase quietly to oneself. Noting that the relax-        ly in the literature. Researchers and proponents of meditation
          ation response “has been experienced throughout history,”5 he            have suggested that meditation could be used to ameliorate dis-
          stated that, for thousands of years, people, largely in spiritual or     ease states by reducing symptoms, reducing blood pressure, low-
          religious settings, have evoked a type of relaxation response via        ering heart-disease risk, providing stress reduction, and affecting
          essentially all religions and other contemplative and meditative         other factors involved in illness.1,3–5
          practices.                                                                 Programs for learning relaxation techniques, such as medita-
            In fact, Bonadonna noted that Buddhist texts offer insight             tion, in hospitals and other health facility settings, are becoming
          into thousands of years of “observation of the inner experience”         more commonplace. Slowly, health care professionals are recom-
          of meditation.3 Calling on or contemplating the name of God,             mending meditation and other similar techniques to their
          repetitions of praise to God, contemplating the name of God              patients as adjunctive CAM or behavioral treatments for a vari-
          or quiet prayer, are all examples of ancient meditative tech-            ety of health disorders.
          niques. 
            In contemporary society, an emergence of research on the prac-                        Current Research in the Field
          tice of meditation generally began in the 1960s when Dr. Benson,
          in his laboratory at Harvard Medical School, began studies of              While documentation of thousands of years of meditation
          practitioners of TM, monitoring their heart and respiratory rates        practice exists, contemporary research on meditation in today’s
          and core body temperatures.5                                                                                                           3
                                               Dr. Benson and other U.S.           society is increasing and is considered to be more “valid.” The
          researchers were intrigued by reports from other countries of            short- and long-term effects of chronic stress on the body have
          people who regularly meditated being able to bring bodily func-          been well described in the literature and will not be discussed in
          tions under voluntary control although these functions were pre-         detail here.
          viously thought to be only under autonomic control.                        Dr. Benson clearly described the flight-or-fight response and
            The Maharishi Mahesh Yogi also helped popularize meditation            explained how this physiologic reaction can be altered via medi-
          with his TM technique in the 1960s, and current estimates cite           tation, which elicits a hypometabolic state with attenuation of
          that at least 4 million people having learned TM during the last         sympathetic and parasympathetic nervous-system reactions, and
                   9                                                                                                                            5
          40 years. But, during this same time period, numerous impor-             the hormonal cascade that follows acute and chronic stress.
          tant researchers and scholars in this country and around the               Other early and ongoing research has shown that bodily
          world were uncovering the effects of meditation on the mind and          functions originally thought to be under autonomic control
                    1,2–5
          the body.                                                                could come under voluntary control with regular and deep
 GJ 13_1B_toc58  2/2/07  10:14 PM  Page 26
          26                                                                     ALTERNATIVE & COMPLEMENTARY THERAPIES—FEBRUARY 2007
          meditation.5 But while most individuals in the United States             As Bonadonna points out in her review on meditation and
                                                                                                                                                 3
          may not seek to gain this type of control, science is clearly         chronic illness, “stress is often a component of chronic illness.”
          demonstrating the potential physical and mental effects of med-       She also noted that there is evidence that “people who manage
          itation.                                                              stress are more resilient, experience fewer symptoms and experi-
                                                                                                                  3
            Some of the cutting-edge studies that are emerging in the           ence an improved quality of life.” People with chronic disease not
          research involve meditation’s effect on the central nervous system    only seek relief of their symptoms but often need support between
          (CNS), specifically, in the realms of                                                               doctor appointments or after treat-
          neuroelectricity and neuroimag-                                                                     ments have stopped, as in the case of
          ing.4,6 Neuroelectric and neu-                “People who manage stress are                         cancer or after bypass surgery for
          roimaging studies that evaluate                                                                     heart disease. Meditation may serve
          neurophysiologic changes related to           more resilient, experience fewer                      as an adjunct and catalyst for
          meditation and its effects on                                                                       improved coping, quality of life, and
          the brain are increasing in the litera-         symptoms and experience an                          symptom reduction. There is also
          ture.4,6 A recent, thorough review,                                                                 evidence that meditation may
                                                                                                                                                3
          by Cahn and Polich, of electroen-                 improved quality of life.”                        decrease appointments to doctors.
          cephalographic (EEG), cognitive                                                                       While the results in the literature
          event–related potentials (ERP), and                                                                 regarding the effects of meditation on
          neuroimaging studies related to                                                                     chronic disease are conflicting, the
                                                             4
          meditation drew the following general conclusions:                    cumulative evidence is suggestive of the ability of meditation to
                                                                                attenuate the experience of chronic illness positively.1,3–5,9 Research
          • In EEG studies, specific inferences cannot be drawn except for      findings on the effects of meditation on chronic disease include: 
            the fact that the electrical activity of the brain—specifically, theta
            and alpha band activity—seems to be affected by the meditation      • Decreased stress, including demonstrated associations with
            state and this may alter the long-term neuroelectric profile.          decreased cortisol and catecholamine levels3
          • In neuroimaging studies, the cumulative evidence seen on            • Decreased blood pressure, although evidence suggests that
            magnetic resonance imaging and positron electron tomogra-              meditation is not as effective alone as pharmacologic therapy3;
            phy scans demonstrates some consistency of localization of             a review by Canter and Ernst criticized the fact that many pub-
            meditation practice with activation of the brain’s frontal and         lished studies relating meditation to decreased blood pressure
            prefrontal areas.                                                      have been on TM-treated subjects and were often written by
                                                                                   authors affiliated with the TM organization; the authors also
            This review and other studies have suggested that meditation           concluded that the cumulative body of literature on blood
          may induce short- and long-term effects in the neurophysiologic          pressure and meditation is largely methodologically flawed,
                                4,6
          state of an individual.                                                  stated that there is insufficient evidence to conclude whether
            Cahn and Polich also concluded that CNS function is clearly            TM has a cumulative positive effect on blood pressure, and
          affected by meditation. Lutz, et al., observed that synchroniza-         encouraged further research9
                                                                                                                                               3
          tion of neuronal activity in the brain plays a role in mental pro-    • Decreased depression and stress among health care workers
          cesses, such as learning, memory, and attention. These                • Decreased stress and mood disturbance among patients with
                                                                                                       12
          researchers also stated that “neural synchrony thus appears as a         cancer using MBSR ; a review on the effectiveness of MBSR
          promising mechanism for the study of brain processes underlin-           cautioned, however, that, while the particular study cited here
                                   6
          ing [sic] mental training.”                                              had promising results, more high-quality, randomized, con-
            It is not yet known how these findings and/or how medita-              trolled trials are needed to understand the effects of MBSR and
          tion may affect or alter clinical and functional outcomes.6 Cahn         chronic disease before general conclusions can be made13
          and Polich cautioned that none of the neuroelectric or neu-           • Demonstrated effects on immune function3,4; Davidson, et al.,
          roimaging studies to date have “yet isolated or characterized            noted that, while negative psychosocial influences on immunity
          the neurophysiology that makes explicit how meditation                   have been well-described, there is a paucity of high-quality
          induces altered experience of self.” However, these authors              research on the effects of positive interventions (such as medita-
                                                                                                               14
          noted that research findings in neuroelectric and neuroimaging           tion) on immune functioning ; this review discussed an RCT on
          studies are “becoming more cohesive and directed, even though            the effects of mindfulness meditation on immune functioning,
          a comprehensive empirical and theoretical foundation is still            concluded that MBSR has a demonstrated in vivo effect on
          emerging.”4                                                              immune functioning, noted the study’s limitations, including a
            There are acknowledgments in review papers that meditation             small sample size, and recommended further research on MBSR.
          has been demonstrated to have positive effects on the following
          clinical conditions: stress, anxiety, pain, depression, immune           Bonadonna’s review covered the effects of different types of
          functioning, symptom reduction, coping mechanisms, and quali-         relaxation training on health. She found that a wide variety of
          ty of life in patients who have a variety of chronic diseases,        types of relaxation techniques had demonstrated effectiveness
                                                     1,3–5,7                                                                                3
          including CVD, cancer, and skin disorders.                            including TM, breathing techniques, imagery, and others. Var-
 GJ 13_1B_toc58  2/2/07  10:14 PM  Page 27
          ALTERNATIVE & COMPLEMENTARY THERAPIES—FEBRUARY 2007                                                                                      27
                                                                                    The following sections consider each question from the
          ious clinical trials are currently underway. These trials are
          examining the effects of different types of meditation on a             author’s own clinical experience.
          number of medical conditions, including insomnia,
          menopause, cancer, cardiovascular disease, arthritis, and other         When Should a Clinician Recommend Meditation?
          conditions.15 For further details about the effects of meditation         As a practitioner and teacher of meditation, I recommend med-
          on specific disease states, please see the review papers men-           itation to patients who suffer from stress-related conditions,
          tioned in this article.                                                 including insomnia, anxiety, and depression, and to people with
                                                                                  other chronic diseases who are suffering from stress as a result of
                              Research Challenges                                 their diseases. I recommend the practice strictly as an adjunct to
                                                                                  conventional care for these disorders—not as a substitute. 
            As noted, there is a large body of research on meditation.              I have observed that a consistent practice of daily, intentional
          Unfortunately, much of that research is flawed or limited in its        relaxation seems to help set the intent for a day that could other-
          methodology.16Research chal-                                                                          wise have its emphasis on stress.
          lenges that lead to the limitations of                                                                Intentional relaxation is a notion
          existing research findings include           We must strengthen our relaxation                        that I emphasize to patients who
          varying definitions of meditation,                                                                    need to cope with today’s stressful
          individuality of the meditators, and      abilities to gain the benefits of decreases                 world. Meditation becomes a vehi-
          use of a wide variety of types of                                                                     cle, one option among many others,
          meditation that make comparisons              in uncomfortable and physiologic                        as a way to relax intentionally. I
          between studies difficult. The last                                                                   believe it is important to view
          challenge arises particularly when               reactivity in a stressful world.                     intentional relaxation as one would
          types of meditation used are not                                                                      view the importance of exercise—
          well-defined or when meditation is                                                                    we must strengthen our relaxation
          used as one component of a multi-                                                                     abilities to gain the benefits of
          interventional approach. These situations make it difficult to          decreases in uncomfortable and physiologic reactivity in a stress-
          determine which factors are producing effects (e.g., meditation         ful world.
          alone versus meditation along with group encounters or cou-
          pled with other therapies and/or medications).                          How Does One Get Started?
            One of the difficulties with studying chronic illness and medi-         I request that people who come to learn how to meditate
          tation is that the effects and/or benefits to patients can be quite     commit to a minimum of six 1-hour sessions, spread out over
          varied. Among patients with chronic pain, one might experience          6–8 weeks, to receive an introduction and to learn the tech-
          an increased ability to tolerate pain as a result of meditation,        nique itself. The sessions cover what meditation is and its vari-
          another might find a reduction in pain, and yet another might           ous types. Participants are guided through an initial
          experience an increase in pain but may learn how to be more             progressive muscle-relaxation exercise at the beginning of
          patient with it. Thus, the effects can be quite complex when they       every session and learn how to practice a concentrative medi-
          are analyzed collectively.                                              tation technique focusing on a word or the breath. Many peo-
            Nevertheless, researchers agree that high-quality research tri-       ple continue to come beyond the initial 6-week time period
          als should continue to be developed to examine the role of medi-        because they find it helpful to sit in silence with other people.
          tation in health and illness.                                           These participants also can bring up their questions about
                                                                                  meditation. 
                              Clinical Applications                                 Having a teacher is a true benefit. While there are books and
                                                                                  compact discs (CDs) that provide meditation instruction, there is
            In today’s fast-paced world, people are encouraged to do any-         great value in having a person available to answer questions and
          thing but be still. They avoid, push past, and hurry by other peo-      concerns that arise. Patients should be advised to ask potential
          ple and things. Sitting still, indeed, may feel nonproductive or        teachers how long it will take to learn meditation, what the mon-
          even counterproductive, in a productivity-oriented society. Yet,        etary investment will be, if any, and specifically what the training
          as noted above, evidence is emerging that sitting still may prove       and background is of the person they are going to learn from. But
          to be quite productive for physical and mental health.                  if an instructor is not available there are helpful books, CDs,
            Clinicians may have various questions when considering                audiotapes, and digital versatile discs (DVDs) on meditation
          whether to discuss meditation with their patients including:            instruction.
          • When should a clinician recommend meditation?                         Is Meditation Safe?
          • How does one get started?                                               Meditation is considered to be a relatively safe practice. It is
          • Is meditation safe?                                                   physically noninvasive, learned easily, and can be practiced inde-
          • How long and how often should one meditate?                           pendently. There are, however, things to consider about medita-
          • Which resources on meditation are important?                          tion to optimize its safety. 
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...Gj b toc pm page doi act clinical applications for meditation a review and recommendations jane hart m d there is much that remains unknown about but what known science only beginning to understand all of the potential in medicine psychology editation has its roots cultural spiritual reli spirituality researchers are discovering gious settings it an ancient practice been affect physical emotional mental well membraced by individuals throughout world one being subject estimated million medita tion practitioners united states alone through cen defining turies wide variety types have evolved continue evolve secular health care transcen mindfulness concentrative technique dental meditationtm tm relaxation response two main approaches discussed this article based breathing walking defined simply as moment just few common available awareness jon kabat zinn ph founder meet patients interests needs center at university massachusetts medi today also recognized used cal school worcester he state...

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