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Fixed Income Clearing Corporation Mortgage Backed Securities Division - Member Directory Effective: May 2nd, 2022 Member Name Service(s) AEGON USA Investment Management LLC EPN Only AIG Global Investment Corp. EPN Only AIM Advisors, Inc. EPN Only Alliance Capital Management, L.P. EPN Only Ameriprise Financial Services, Inc. EPN Only Amherst Pierpont Securities LLC Full Amundi Pioneer Institutional Asset Management, Inc. EPN Only Apex Clearing Corporation. Full APG Asset Management US Inc. EPN Only Arcola Securities, Inc. Full Bank of America, National Association Full Bank of Montreal, Chicago Branch Full Barclays Capital, Inc. Full Barings LLC EPN Only BB&T Securities, LLC Full Bethesda Securities, LLC Full BGC, Financial LP Broker Account* Broker and Dealer Accounts** Full BlackRock, Inc. EPN Only BMO CAPITAL MARKETS CORP Full BNP Paribas Securities Corp. Full BNY Mellon Capital Markets, LLC Full BOFA Securities, Inc. Full BOKF, NA Full Brandywine Global Investment Management, LLC Full Brokertec Americas LLC Broker Account* Full California Public Employees' Retirement System EPN Only California State Teachers’ Retirement System EPN Only Cantor Fitzgerald & Co. / II Full Capital Group Research, Inc. EPN Only Capital One Bank (USA), National Association Full Capital One, National Association Full CF Secured, LLC Full * Broker Account = Maintains Broker Account Page 1 of 4 **Broker and Dealer Accounts = Maintains both Broker and Dealer Accounts_x000D_#DTCC Public (White) Charles Schwab Investment Management, Inc. EPN Only Citadel Global Fixed Income Master Fund Ltd. Full Citadel Securities LLC Full Citibank, N.A. Full Citigroup Global Markets Inc. Full College Retirement Equities Fund Full Credit Suisse AG, New York Branch Full Credit Suisse Securities (USA) LLC Full CREF Social Choice Account Full Daiwa Capital Markets America Inc. Full Dealerweb Inc. / HF Broker and Dealer Accounts** Full Deutsche Asset Management EPN Only Deutsche Bank AG, New York Branch Full Deutsche Bank Securities Inc. Full DuPont Capital Management Corporation EPN Only E D & F Man Capital Markets Inc. Full E*TRADE Bank EPN Only Ellington Management Group LLC/Ellington Enhanced Income Master EPN Only Fannie Mae Full Federal Home Loan Mortgage Coroporation Full Federal Home Loan Mortgage Corp. (Cash PC Auctions) Full Federal Reserve Bank of New York EPN Only Fidelity Investments Money Management, Inc. EPN Only First Horizon Bank Full Franklin Advisers, Inc. EPN Only Fulton Bank, N.A. Full GE Asset Management Incorporated EPN Only Goldman Sachs & Co. LLC Full Goldman Sachs Asset Management, L.P. EPN Only Guggenheim Partners Investment Management, LLC EPN Only Hartford Investment Management Company EPN Only Hilltop Securities Inc. Full HSBC Bank USA, N.A. Full ICAP Securities USA LLC Broker Account*Broker and Dealer Accounts** Full Industrial and Commercial Bank of China Financial Services LLC Full International Bank & Reconstruction & Development EPN Only J.P. Morgan Investment Management Inc. EPN Only J.P. Morgan Securities LLC Full Janney Montgomery Scott LLC Full Jefferies LLC Full JP Morgan Chase Bank, National Association Full Liberty Mutual Group, Inc. EPN Only Loomis, Sayles & Company, L.P. EPN Only * Broker Account = Maintains Broker Account Page 2 of 4 **Broker and Dealer Accounts = Maintains both Broker and Dealer Accounts_x000D_#DTCC Public (White) Lord, Abbett & Co., LLC EPN Only Macquarie Management Holdings, Inc. EPN Only Manulife Asset Management (US) LLC EPN Only Massachusetts Financial Services Company EPN Only Mellon Investments Corporation EPN Only Metropolitan Life Insurance Company EPN Only Mirae Asset Securities (USA) Inc Full Mizuho Bank Ltd., New York Branch Full Mizuho Securities USA LLC Full Morgan Stanley & Co. LLC Full Morgan Stanley Investment Management, Inc. EPN Only MUFG Securities Americas Inc. Full National Financial Services LLC Full Natixis Securities Americas LLC Full Navy Federal Credit Union Full Neuberger Berman Investment Advisers LLC EPN Only NISA Investment Advisors, LLC EPN Only Nomura Securities International, Inc. Full Northern Trust Investments, N.A. EPN Only Nuveen Asset Management, LLC EPN Only NYL Investors LLC EPN Only Oppenheimer & Co. Inc. Full Pacific Investment Management Company LLC EPN Only Palafox Trading LLC Full PartnerRe Asset Management Corporation EPN Only Pershing LLC Full PGIM, Inc. EPN Only PNC Bank National Association Full PNC Capital Markets LLC Full PPM America, Inc. EPN Only Putnam Investments LLC EPN Only Raymond James & Associates, Inc. Full RBC Capital Markets, LLC Full Regions Bank EPN Only Robert W. Baird & Co. Incorporated Full Semper Capital Management, L.P. EPN Only SG Americas Securities, LLC Full South Street Securities LLC Full State of Wisconsin Investment Board EPN Only State Street Bank and Trust Co. / FBO SSGA EPN Only Stifel Nicolaus and Company, Incorporated Full Stonex Financial Inc. Full T. Rowe Price Associates, Inc. EPN Only * Broker Account = Maintains Broker Account Page 3 of 4 **Broker and Dealer Accounts = Maintains both Broker and Dealer Accounts_x000D_#DTCC Public (White) TCW Asset Management Company LLC EPN Only TD Securities (USA) LLC Full The Bank of New York Mellon EPN Only TIAA, FSB Full TIAA-CREF Funds Bond Fund Full TIAA-CREF Funds/Bond Plus Fund Full TIAA-CREF Funds-Social Choice Bond Fund Full TIAA-CREF Life Funds-Bond Fund Full Truist Bank Full Truist Securities, Inc. Full Tullett Prebon Financial Services LLC Broker and Dealer Accounts** Full U.S. Bank N.A. Full UBS Global Asset Management (Americas) Inc. EPN Only UBS Securities LLC Full Vanguard Group Inc. (The) EPN Only Vining-Sparks, IBG., L.P. EPN Only Virginia Retirement System EPN Only Voya Investment Management Co. LLC EPN Only Wedbush Securities Inc. Full Wellington Management Company, LLP EPN Only Wells Capital Management Inc. EPN Only Wells Fargo Bank, National Association Full Wells Fargo Clearing Services, LLC Full Wells Fargo Securities, LLC Full Western Asset Management Company EPN Only * Broker Account = Maintains Broker Account Page 4 of 4 **Broker and Dealer Accounts = Maintains both Broker and Dealer Accounts_x000D_#DTCC Public (White)
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