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picture1_Financial Spreadsheet 40958 | Mem Mbs All


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File: Financial Spreadsheet 40958 | Mem Mbs All
fixed income clearing corporation mortgage backed securities division member directory effective may 2nd 2022 member name service s aegon usa investment management llc epn only aig global investment corp epn ...

icon picture XLSX Filetype Excel XLSX | Posted on 14 Aug 2022 | 3 years ago
Partial file snippet.
                                  Fixed Income Clearing Corporation
                   Mortgage Backed Securities Division - 
                                       Member Directory 
                                               Effective: May 2nd, 2022
    Member Name                                                                        Service(s)
    AEGON USA Investment Management LLC                                                EPN Only 
    AIG Global Investment Corp.                                                        EPN Only
    AIM Advisors, Inc.                                                                 EPN Only
    Alliance Capital Management, L.P.                                                  EPN Only
    Ameriprise Financial Services, Inc.                                                EPN Only
    Amherst Pierpont Securities LLC                                                    Full
    Amundi Pioneer Institutional Asset Management, Inc.                                EPN Only
    Apex Clearing Corporation.                                                         Full
    APG Asset Management US Inc.                                                       EPN Only
    Arcola Securities, Inc.                                                            Full
    Bank of America, National Association                                              Full
    Bank of Montreal, Chicago Branch                                                   Full
    Barclays Capital, Inc.                                                             Full
    Barings LLC                                                                        EPN Only
    BB&T Securities, LLC                                                               Full
    Bethesda Securities, LLC                                                           Full
    BGC, Financial LP  Broker Account*  Broker and Dealer Accounts**                   Full
    BlackRock, Inc.                                                                    EPN Only
    BMO CAPITAL MARKETS CORP                                                           Full
    BNP Paribas Securities Corp.                                                       Full
    BNY Mellon Capital Markets, LLC                                                    Full
    BOFA Securities, Inc.                                                              Full
    BOKF, NA                                                                           Full
    Brandywine Global Investment Management, LLC                                       Full
    Brokertec Americas LLC  Broker Account*                                            Full
    California Public Employees' Retirement System                                     EPN Only
    California State Teachers’ Retirement System                                       EPN Only
    Cantor Fitzgerald & Co. / II                                                       Full
    Capital Group Research, Inc.                                                       EPN Only
    Capital One Bank (USA), National Association                                       Full
    Capital One, National Association                                                  Full
    CF Secured, LLC                                                                    Full
    * Broker Account = Maintains Broker Account                                                             Page 1 of 4
    **Broker and Dealer Accounts = Maintains both Broker and Dealer Accounts_x000D_#DTCC Public (White)
    Charles Schwab Investment Management, Inc.                                     EPN Only
    Citadel Global Fixed Income Master Fund Ltd.                                   Full
    Citadel Securities LLC                                                         Full
    Citibank, N.A.                                                                 Full
    Citigroup Global Markets Inc.                                                  Full
    College Retirement Equities Fund                                               Full
    Credit Suisse AG, New York Branch                                              Full
    Credit Suisse Securities (USA) LLC                                             Full
    CREF Social Choice Account                                                     Full
    Daiwa Capital Markets America Inc.                                             Full
    Dealerweb Inc. / HF  Broker and Dealer Accounts**                              Full
    Deutsche Asset Management                                                      EPN Only
    Deutsche Bank AG, New York Branch                                              Full
    Deutsche Bank Securities Inc.                                                  Full
    DuPont Capital Management Corporation                                          EPN Only
    E D & F Man Capital Markets Inc.                                               Full
    E*TRADE Bank                                                                   EPN Only
    Ellington Management Group LLC/Ellington Enhanced Income Master                EPN Only
    Fannie Mae                                                                     Full
    Federal Home Loan Mortgage Coroporation                                        Full
    Federal Home Loan Mortgage Corp. (Cash PC Auctions)                            Full
    Federal Reserve Bank of New York                                               EPN Only
    Fidelity Investments Money Management, Inc.                                    EPN Only
    First Horizon Bank                                                             Full
    Franklin Advisers, Inc.                                                        EPN Only
    Fulton Bank, N.A.                                                              Full
    GE Asset Management Incorporated                                               EPN Only
    Goldman Sachs & Co. LLC                                                        Full
    Goldman Sachs Asset Management, L.P.                                           EPN Only
    Guggenheim Partners Investment Management, LLC                                 EPN Only
    Hartford Investment Management Company                                         EPN Only
    Hilltop Securities Inc.                                                        Full
    HSBC Bank USA, N.A.                                                            Full
    ICAP Securities USA LLC Broker Account*Broker and Dealer Accounts**            Full
    Industrial and Commercial Bank of China Financial Services LLC                 Full
    International Bank & Reconstruction & Development                              EPN Only
    J.P. Morgan Investment Management Inc.                                         EPN Only
    J.P. Morgan Securities LLC                                                     Full
    Janney Montgomery Scott LLC                                                    Full
    Jefferies LLC                                                                  Full
    JP Morgan Chase Bank, National Association                                     Full
    Liberty Mutual Group, Inc.                                                     EPN Only
    Loomis, Sayles & Company, L.P.                                                 EPN Only
    * Broker Account = Maintains Broker Account                                                        Page 2 of 4
    **Broker and Dealer Accounts = Maintains both Broker and Dealer Accounts_x000D_#DTCC Public (White)
    Lord, Abbett & Co., LLC                                                        EPN Only
    Macquarie Management Holdings, Inc.                                            EPN Only
    Manulife Asset Management (US) LLC                                             EPN Only
    Massachusetts Financial Services Company                                       EPN Only
    Mellon Investments Corporation                                                 EPN Only
    Metropolitan Life Insurance Company                                            EPN Only
    Mirae Asset Securities (USA) Inc                                               Full
    Mizuho Bank Ltd., New York Branch                                              Full
    Mizuho Securities USA LLC                                                      Full
    Morgan Stanley & Co. LLC                                                       Full
    Morgan Stanley Investment Management, Inc.                                     EPN Only
    MUFG Securities Americas Inc.                                                  Full
    National Financial Services LLC                                                Full
    Natixis Securities Americas LLC                                                Full
    Navy Federal Credit Union                                                      Full
    Neuberger Berman Investment Advisers LLC                                       EPN Only
    NISA Investment Advisors, LLC                                                  EPN Only
    Nomura Securities International, Inc.                                          Full
    Northern Trust Investments, N.A.                                               EPN Only
    Nuveen Asset Management, LLC                                                   EPN Only
    NYL Investors LLC                                                              EPN Only
    Oppenheimer & Co. Inc.                                                         Full
    Pacific Investment Management Company LLC                                      EPN Only
    Palafox Trading LLC                                                            Full
    PartnerRe Asset Management Corporation                                         EPN Only
    Pershing LLC                                                                   Full
    PGIM, Inc.                                                                     EPN Only
    PNC Bank National Association                                                  Full
    PNC Capital Markets LLC                                                        Full
    PPM America, Inc.                                                              EPN Only
    Putnam Investments LLC                                                         EPN Only
    Raymond James & Associates, Inc.                                               Full
    RBC Capital Markets, LLC                                                       Full
    Regions Bank                                                                   EPN Only
    Robert W. Baird & Co. Incorporated                                             Full
    Semper Capital Management, L.P.                                                EPN Only
    SG Americas Securities, LLC                                                    Full
    South Street Securities LLC                                                    Full
    State of Wisconsin Investment Board                                            EPN Only
    State Street Bank and Trust Co. / FBO SSGA                                     EPN Only
    Stifel Nicolaus and Company, Incorporated                                      Full
    Stonex Financial Inc.                                                          Full
    T. Rowe Price Associates, Inc.                                                 EPN Only
    * Broker Account = Maintains Broker Account                                                         Page 3 of 4
    **Broker and Dealer Accounts = Maintains both Broker and Dealer Accounts_x000D_#DTCC Public (White)
     TCW Asset Management Company LLC                                                                 EPN Only
     TD Securities (USA) LLC                                                                          Full
     The Bank of New York Mellon                                                                      EPN Only
     TIAA, FSB                                                                                        Full
     TIAA-CREF Funds Bond Fund                                                                        Full
     TIAA-CREF Funds/Bond Plus Fund                                                                   Full
     TIAA-CREF Funds-Social Choice Bond Fund                                                          Full
     TIAA-CREF Life Funds-Bond Fund                                                                   Full
     Truist Bank                                                                                      Full
     Truist Securities, Inc.                                                                          Full
     Tullett Prebon Financial Services LLC Broker and Dealer Accounts**                               Full
     U.S. Bank N.A.                                                                                   Full
     UBS Global Asset Management (Americas) Inc.                                                      EPN Only
     UBS Securities LLC                                                                               Full
     Vanguard Group Inc. (The)                                                                        EPN Only
     Vining-Sparks, IBG., L.P.                                                                        EPN Only
     Virginia Retirement System                                                                       EPN Only
     Voya Investment Management Co. LLC                                                               EPN Only
     Wedbush Securities Inc.                                                                          Full
     Wellington Management Company, LLP                                                               EPN Only
     Wells Capital Management Inc.                                                                    EPN Only
     Wells Fargo Bank, National Association                                                           Full
     Wells Fargo Clearing Services, LLC                                                               Full
     Wells Fargo Securities, LLC                                                                      Full
     Western Asset Management Company                                                                 EPN Only
     * Broker Account = Maintains Broker Account                                                                               Page 4 of 4
     **Broker and Dealer Accounts = Maintains both Broker and Dealer Accounts_x000D_#DTCC Public (White)
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