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Sheet 1: Cover
| Reporting due dates |
| Authorised Deposit-taking Institutions (ADIs) |
| Released July 2016 |
| Enquiries | |
| For more information about the validation rules in this publication: | |
| statistics@apra.gov.au | |
| or write to | Manager, Statistics |
| Australian Prudential Regulation Authority | |
| GPO Box 9836 | |
| Sydney NSW 2001 | |
| Reporting Requirements - Australian-owned Banks | |||||||
| Form Code | Form Name | Reporting Consolidation | Submission due date after end of reporting period, by frequency |
||||
| Return Name | Monthly | Quarterly | Semi-Annual | Annual | |||
| ARF 210.1A | ADI Liquidity Return | Liquidity Coverage Ratio - all currencies *** | Level 1 & Level 2 | 28 Calendar Days | |||
| ARF 210.1B | ADI Liquidity Return | Liquidity Coverage Ratio - AUD only *** | Level 2 or Level 1 | 28 Calendar Days | |||
| ARF 210.2 | ADI Liquidity Return | Minimum Liquidity Holdings Ratio **** | Level 1 & Level 2 | 28 Calendar Days | |||
| ARF 210.3.1 | ADI Liquidity Return | Balance Sheet Maturity - Assets | Level 1 & Level 2 | 28 Calendar Days | |||
| ARF 210.3.2 | ADI Liquidity Return | Balance Sheet Maturity - Liabilities and Capital | Level 1 & Level 2 | 28 Calendar Days | |||
| ARF 210.3.3 | ADI Liquidity Return | Balance Sheet Maturity - Off-Balance Sheet | Level 1 & Level 2 | 28 Calendar Days | |||
| ARF 210.4 | ADI Liquidity Return | Balance Sheet Forcast | Level 1 & Level 2 | 28 Calendar Days | |||
| ARF 210.5 | Daily Liquidity Report | Level 1 & Level 2 | |||||
| ARF 220.0 | Credit Risk Return | Impaired Facilities | Consolidated or Licensed ADI | 20 Business Days | |||
| ARF 220.3 | Credit Risk Return | Prescribed Provisioning * | Consolidated & Licensed ADI | 20 Business Days | |||
| ARF 220.5 | Quarterly Financial Statements Return | Movements In Provisions For Impairment | Consolidated & Licensed ADI | 25 Business Days | |||
| ARF 221.0 | Credit Risk Return | Large Exposures | Consolidated or Licensed ADI | 20 Business Days | |||
| ARF 222.0 | Credit Risk Return | Exposures to Related Entities | Licensed ADI or ELE | 20 Business Days | |||
| ARF 230.0 | Commercial Property Return | Commercial Property | Consolidated or Licensed ADI | 20 Business Days | |||
| ARF 231.1 | International Exposures | Locational Data Part 1 | Licensed ADI | 20 Business Days | |||
| ARF 231.2 | International Exposures | Locational Data Part 2 | Licensed ADI | 20 Business Days | |||
| ARF 231.3A | International Exposures | Immediate and Ultimate Risk Exposures - Domestic Entity | Consolidated or Licensed ADI | 20 Business Days | |||
| ARF 320.0 | Monthly Financial Statistics Return | Statement of Financial Position (Domestic Books) | Domestic Books | 10 Business Days | |||
| ARF 320.1 | Monthly Financial Statistics Return | Debt Securities Held | Domestic Books | 10 Business Days | |||
| ARF 320.2 | Quarterly Financial Statistics Return | Equity Securities Held | Domestic Books | 20 Business Days | |||
| ARF 320.3 | Quarterly Financial Statistics Return | Debt Securities on Issue | Domestic Books | 20 Business Days | |||
| ARF 320.4 | Monthly Financial Statistics Return | Bill Acceptances and Endorsements | Domestic Books | 10 Business Days | |||
| ARF 320.5 | Quarterly Financial Statistics Return | Securities Subject to Repurchase & Resale & Stock Lending & Borrowing | Domestic Books | 20 Business Days | |||
| ARF 320.8 | Quarterly Financial Statistics Return | Housing Loan Reconciliation * | Domestic Books | 20 Business Days | |||
| ARF 320.9 | Quarterly Financial Statistics Return | Intra-Group Receivables and Payables | Domestic Books | 20 Business Days | |||
| ARF 321.0 | Quarterly Financial Statistics Return | Statement of Financial Position (Offshore Operations) | Offshore Operations | 20 Business Days | |||
| ARF 322.0 | Quarterly Financial Statements Return | Statement of Financial Position (Consolidated) | Consolidated | 25 Business Days | |||
| ARF 325.0 | International Operations Return | International Operations ** | For each Offshore Operation & offshore controlled entity | 20 Business Days | |||
| ARF 330.0 | Quarterly Financial Statements Return | Statement of Financial Performance | Consolidated & Licensed ADI | 25 Business Days | |||
| ARF 330.1 | Quarterly Financial Statements Return | Interest Income and Interest Expense | Consolidated & Licensed ADI | 25 Business Days | |||
| ARF 330.2 | Quarterly Financial Statements Return | Other Operating Income | Consolidated & Licensed ADI | 25 Business Days | |||
| ARF 330.3 | Quarterly Financial Statements Return | Other Operating Expenses | Consolidated & Licensed ADI | 25 Business Days | |||
| ARF 331.0 | Quarterly Financial Statements Return | Selected Revenues and Expenses | Domestic Books | 25 Business Days | |||
| ARF 332.0 | Annual Statement of Economic Activity (ABS) | Statement of Economic Activity | Domestic Books | 40 Business Days | |||
| ARF 391.0 | Commercial Finance Return | Commercial Finance * | Domestic Books | 10 Business Days | |||
| ARF 392.0 | Housing Finance Return | Housing Finance * | Domestic Books | 10 Business Days | |||
| ARF 393.0 | Lease Finance Return | Lease Finance * | Domestic Books | 10 Business Days | |||
| ARF 394.0 | Personal Finance Return | Personal Finance * | Domestic Books | 10 Business Days | |||
| ARF 395.0 | Quarterly Financial Statistics Return | Business Finance Statistics | Domestic Books | 20 Business Days | |||
| ARF 396.0 | Points of Presence Return | Points of Presence | Domestic Books | 20 Business Days | |||
| Basel II - Standardised approaches1 | |||||||
| Form Code | Return Name | Form Name | Reporting Consolidation | Submission due date after end of reporting period, by frequency |
|||
| Monthly | Quarterly | Semi-Annual | Annual | ||||
| ARF 110.0.1 | Capital Adequacy Return - Standardised | Capital adequacy (Level 1) | Level 1 | 20 Business Days | |||
| ARF 110.0.2 | Capital Adequacy Return - Standardised | Capital adequacy (Level 2) | Level 2 | 20 Business Days | |||
| ARF 111.0 | Capital Adequacy Return - Standardised | Fair Values | Level 1 & Level 2 | 20 Business Days | |||
| ARF 112.1A | Capital Adequacy Return - Standardised | Standardised credit risk - On-balance sheet assets | Level 1 & Level 2 | 20 Business Days | |||
| ARF 112.2A | Capital Adequacy Return - Standardised | Standardised credit risk - Off-balance sheet exposures | Level 1 & Level 2 | 20 Business Days | |||
| ARF 114.0 | Capital Adequacy Return - Standardised | Standardised - Operational risk | Level 1 & Level 2 | 20 Business Days | |||
| ARF 116.0 | Market Risk Return - Standardised | Market risk | Level 1 & Level 2 | 20 Business Days | |||
| ARF 117.0A | Repricing Analysis Return - Standardised | Repricing Analysis - Denominated in AUD | Level 1 & Level 2 | 20 Business Days | |||
| ARF 117.0B | Repricing Analysis Return - Standardised | Repricing Analysis - Denominated in FX | Level 1 & Level 2 | 20 Business Days | |||
| ARF 118.0 | Credit Risk Return | Off-balance sheet business | Level 1 & Level 2 | 20 Business Days | |||
| ARF 120.0 | Capital Adequacy Return - Standardised | Standardised - Securitisation | Level 1 & Level 2 | 20 Business Days | |||
| ARF 120.2 | Credit Risk Return | Securitisation - Supplementary items | Level 1 & Level 2 | 20 Business Days | |||
| Basel II - Advanced approaches2 | |||||||
| Form Code | Return Name | Form Name | Reporting Consolidation | Submission due date after end of reporting period, by frequency |
|||
| Monthly | Quarterly | Semi-Annual | Annual | ||||
| ARF 110.0.1 | Advanced ADIs - Advanced Return, Advanced ADIs - Advanced Return - Parallel, Advanced ADIs - Foundation Return, Advanced ADIs - Foundation Return - Parallel | Capital adequacy (Level 1) | Level 1 | 30 Business Days | |||
| ARF 110.0.2 | Advanced ADIs - Advanced Return, Advanced ADIs - Advanced Return - Parallel, Advanced ADIs - Foundation Return, Advanced ADIs - Foundation Return - Parallel | Capital adequacy (Level 2) | Level 2 | 30 Business Days | |||
| ARF 111.0 | Advanced ADIs - Advanced Return, Advanced ADIs - Foundation Return | Fair Values | Level 1 & Level 2 | 30 Business Days | |||
| ARF 112.1A | Standardised - Partial Use Return, Standardised - Partial Use Return - Parallel | Standardised credit risk - On-balance sheet assets ^ | Level 1 & Level 2 | 30 Business Days | |||
| ARF 112.2A | Standardised - Partial Use Return, Standardised - Partial Use Return - Parallel | Standardised credit risk - Off-balance sheet exposures ^ | Level 1 & Level 2 | 30 Business Days | |||
| ARF 113.0A | Advanced ADIs - Foundation Return, Advanced ADIs - Foundation Return - Parallel | FIRB - Corporate ^^ | Level 1 & Level 2 | 30 Business Days | |||
| ARF 113.0B | Advanced ADIs - Foundation Return, Advanced ADIs - Foundation Return - Parallel | FIRB - Sovereign ^^ | Level 1 & Level 2 | 30 Business Days | |||
| ARF 113.0C | Advanced ADIs - Foundation Return, Advanced ADIs - Foundation Return - Parallel | FIRB - Bank ^^ | Level 1 & Level 2 | 30 Business Days | |||
| ARF 113.0D | Advanced ADIs - Foundation Return, Advanced ADIs - Foundation Return - Parallel | FIRB - SME Corporate ^^ | Level 1 & Level 2 | 30 Business Days | |||
| ARF 113.0E | Advanced ADIs - Foundation Return, Advanced ADIs - Foundation Return - Parallel | FIRB - Specialised lending ^^ | Level 1 & Level 2 | 30 Business Days | |||
| ARF 113.1A | Advanced ADIs - Advanced Return, Advanced ADIs - Advanced Return - Parallel, Advanced ADIs - Foundation Return, Advanced ADIs - Foundation Return - Parallel | AIRB - Corporate ^^^ | Level 1 & Level 2 | 30 Business Days | |||
| ARF 113.1B | Advanced ADIs - Advanced Return, Advanced ADIs - Advanced Return - Parallel, Advanced ADIs - Foundation Return, Advanced ADIs - Foundation Return - Parallel | AIRB - Sovereign ^^^ | Level 1 & Level 2 | 30 Business Days | |||
| ARF 113.1C | Advanced ADIs - Advanced Return, Advanced ADIs - Advanced Return - Parallel, Advanced ADIs - Foundation Return, Advanced ADIs - Foundation Return - Parallel | AIRB - Bank ^^^ | Level 1 & Level 2 | 30 Business Days | |||
| ARF 113.1D | Advanced ADIs - Advanced Return, Advanced ADIs - Advanced Return - Parallel, Advanced ADIs - Foundation Return, Advanced ADIs - Foundation Return - Parallel | AIRB - SME corporate ^^^ | Level 1 & Level 2 | 30 Business Days | |||
| ARF 113.1E | Advanced ADIs - Advanced Return, Advanced ADIs - Advanced Return - Parallel, Advanced ADIs - Foundation Return, Advanced ADIs - Foundation Return - Parallel | AIRB - Specialised lending ^^^ | Level 1 & Level 2 | 30 Business Days | |||
| ARF 113.2 | Advanced ADIs - Advanced Return, Advanced ADIs - Advanced Return - Parallel, Advanced ADIs - Foundation Return, Advanced ADIs - Foundation Return - Parallel | IRB - Specialised lending supervisory slotting | Level 1 & Level 2 | 30 Business Days | |||
| ARF 113.3A | Advanced ADIs - Advanced Return, Advanced ADIs - Advanced Return - Parallel, Advanced ADIs - Foundation Return, Advanced ADIs - Foundation Return - Parallel | IRB retail - Residential mortgages | Level 1 & Level 2 | 30 Business Days | |||
| ARF 113.3B | Advanced ADIs - Advanced Return, Advanced ADIs - Advanced Return - Parallel, Advanced ADIs - Foundation Return, Advanced ADIs - Foundation Return - Parallel | IRB retail - Qualifying revolving | Level 1 & Level 2 | 30 Business Days | |||
| ARF 113.3C | Advanced ADIs - Advanced Return, Advanced ADIs - Advanced Return - Parallel, Advanced ADIs - Foundation Return, Advanced ADIs - Foundation Return - Parallel | IRB retail - Other | Level 1 & Level 2 | 30 Business Days | |||
| ARF 113.3D | Advanced ADIs - Advanced Return, Advanced ADIs - Advanced Return - Parallel, Advanced ADIs - Foundation Return, Advanced ADIs - Foundation Return - Parallel | IRB retail - SME | Level 1 & Level 2 | 30 Business Days | |||
| ARF 113.4 | Advanced ADIs - Advanced Return, Advanced ADIs - Advanced Return - Parallel, Advanced ADIs - Foundation Return, Advanced ADIs - Foundation Return - Parallel | IRB - Other assets, claims and exposures | Level 1 & Level 2 | 30 Business Days | |||
| ARF 114.0 | Standardised - Partial Use Return, Standardised - Partial Use Return - Parallel | Standardised - Operational risk ^ | Level 1 & Level 2 | 30 Business Days | |||
| ARF 115.0A | Capital Adequacy - AMA Return, Capital Adequacy - AMA Return Parallel | AMA - Regulatory capital requirement | Level 1 & Level 2 | 30 Business Days | |||
| ARF 115.0B | Capital Adequacy - AMA Return, Capital Adequacy - AMA Return Parallel | AMA - Operational risk losses - Current six months | Level 1 & Level 2 | 30 Business Days | |||
| ARF 115.0C | Capital Adequacy - AMA Return, Capital Adequacy - AMA Return Parallel | AMA - Operational risk losses - Previous six months | Level 1 & Level 2 | 30 Business Days | |||
| ARF 116.0 | Market Risk Return - Advanced | Market risk | Level 1 & Level 2 | 30 Business Days | |||
| ARF 117.0A | Repricing Analysis Return - Advanced | Repricing Analysis - Denominated in AUD | Level 1 & Level 2 | 30 Business Days | |||
| ARF 117.0B | Repricing Analysis Return - Advanced | Repricing Analysis - Denominated in FX | Level 1 & Level 2 | 30 Business Days | |||
| ARF 117.1 | Advanced ADIs - Advanced Return, Advanced ADIs - Advanced Return - Parallel, Advanced ADIs - Foundation Return, Advanced ADIs - Foundation Return - Parallel | Interest Rate Risk in the Banking book ^^^^ | Level 1 & Level 2 | 30 Business Days | |||
| ARF 118.0 | Credit Risk Return | Off-balance sheet business | Level 1 & Level 2 | 30 Business Days | |||
| ARF 118.1 | Advanced ADIs - Advanced Return, Advanced ADIs - Foundation Return | Other Off-Balance Sheet Exposures | Level 1 & Level 2 | 30 Business Days | |||
| ARF 120.0 | Standardised - Partial Use Return, Standardised - Partial Use Return - Parallel | Standardised - Securitisation ^ | Level 1 & Level 2 | 30 Business Days | |||
| ARF 120.1A | Advanced ADIs - Advanced Return, Advanced ADIs - Advanced Return - Parallel, Advanced ADIs - Foundation Return, Advanced ADIs - Foundation Return - Parallel | IRB - Securitisation - Exposures subject to RBA, IAA or SF | Level 1 & Level 2 | 30 Business Days | |||
| ARF 120.1B | Advanced ADIs - Advanced Return, Advanced ADIs - Advanced Return - Parallel, Advanced ADIs - Foundation Return, Advanced ADIs - Foundation Return - Parallel | IRB - Securitisation - Other securitisation exposures | Level 1 & Level 2 | 30 Business Days | |||
| ARF 120.1C | Advanced ADIs - Advanced Return, Advanced ADIs - Advanced Return - Parallel, Advanced ADIs - Foundation Return, Advanced ADIs - Foundation Return - Parallel | IRB - Securitisation - Summary | Level 1 & Level 2 | 30 Business Days | |||
| ARF 120.2 | Advanced ADIs - Advanced Return, Advanced ADIs - Advanced Return - Parallel, Advanced ADIs - Foundation Return, Advanced ADIs - Foundation Return - Parallel | Securitisation - Supplementary items | Level 1 & Level 2 | 30 Business Days | |||
| ADI - Authorised Deposit-taking Institution | |||||||
| * By individual agreement with APRA | |||||||
| ** For banks with Offshore Operations and/or offshore controlled entities only | |||||||
| *** Liquidity Coverage Ratio (LCR) ADI | |||||||
| **** Minimum Liquidity Holdings (MLH) ADI | |||||||
| ^ Where an Advanced ADI has approval for partial use, the ADI will have to complete the standardised forms for those portfolios | |||||||
| or business units that are subject to the standardised approaches | |||||||
| ^^ For an Advanced ADI that is approved to use Foundation Internal Ratings-Based (FIRB) approach to credit risk | |||||||
| ^^^ For an Advanced ADI that is approved to use Advanced Internal Ratings-Based (AIRB) approach to credit risk | |||||||
| ^^^^This form came into effect on 1 July 2008 for an Advanced ADI that is approved to use internal model for interest rate risk in the banking book | |||||||
| 1 These requirements apply to Standardised ADIs | |||||||
| 2 These requirements apply to Advanced ADIs and Applicant Advanced ADIs that applied after 1 January 2008 | |||||||
| ` | |||||||
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