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Advances in Supporting Parents in Interventions for Autism Spectrum Disorder a, b c Jessica Bradshaw, PhD *, Katie Wolfe, PhD , Robert Hock, PhD , Layne Scopanoa KEYWORDS Autism spectrum disorder Intervention Parent-mediated intervention Parent training Social communication Challenging behavior KEY POINTS Parents and caregivers should be involved in intervention programs for children with autism spectrum disorder (ASD) to improve developmental outcomes and reduce care- giver stress and strain. Caregiver-mediatedinterventionsthatusenaturalistic,developmental,andbehavioralap- proaches are effective for improving social and communication outcomes in infants and children with ASD. StrategiesforreducingchallengingbehaviorinchildrenwithASDcanbeeffectivelytaught to caregivers in clinic-, home-, and community-based settings. Individualized strategies that support caregivers of children with ASD can reduce burden, strain, and stress, resulting in increased caregiver wellbeing and improved child outcomes. INTRODUCTION Recent data suggest that 1 in every 44 children are diagnosed with autism spectrum disorder (ASD).1 ASD is a highly heterogeneous neurodevelopmental disorder that presents along a spectrum of differences and challenges in social interaction and communication accompanied by restricted interests and repetitive behaviors.2 Research has shown that early intervention is key in improving the lives and well- a being of autistic individuals and individuals with ASD. As such, there is an urgent needfor the early identification of ASD to accelerate linkage to early intervention ser- vices. Routine ASD screenings can take place in pediatrician offices during 18- and a University of South Carolina, 1800 Gervais Street, Columbia, SC 29201, USA; b University of SouthCarolina, 820 Main Street, Columbia, SC 29208, USA; c University of South Carolina, 1512 Pendleton Street, Columbia, SC 29208, USA * Corresponding author. E-mail address: jbradshaw@sc.edu Pediatr Clin N Am 69 (2022) 645–656 https://doi.org/10.1016/j.pcl.2022.04.002 pediatric.theclinics.com 0031-3955/22/ª 2022 Elsevier Inc. All rights reserved. Descargado para Lucia Angulo (lu.maru26@gmail.com) en National Library of Health and Social Security de ClinicalKey.es por Elsevier en agosto 19, 2022. Para uso personal exclusivamente. No se permiten otros usos sin autorización. Copyright ©2022. Elsevier Inc. Todos los derechos reservados. 646 Bradshaw et al 24-monthwell-childvisits,followedbyreferralforfurtherevaluationalongwithconcur- rent referral to early intervention. Many early interventions include parents and care- givers as a key component of implementation to increase the child’s exposure to intervention strategies as well as the child’s generalization of skills. Caregiver involve- ment in intervention can be considered a caregiver-mediated or caregiver training intervention.3 Caregiver-mediated interventions refer to those that focus on teaching parents and caregivers how to target core features of ASD, such as social interaction and communication skills. In contrast, caregiver training interventions refer to those that train caregivers on behavioral techniques for decreasing maladaptive behaviors 3 for children with ASD. Largely, this research has focused on the feasibility and acceptability of teaching treatment strategies to caregivers as well as the effective- nessforimprovingchildoutcomes.Thereisanemerginginterestintelehealth models for caregiver-implemented interventions as well as caregiver support models for removing barriers to treatment implementation. The focus of this clinical review is to describe recent advances in (1) caregiver-mediated interventions that aim to improve social interaction and communication for children with ASD, (2) caregiver training in- terventions for reducing challenging behavior, and (3) specific strategies to support caregivers and improve the effectiveness of these interventions. Supporting Social Interaction and Communication Social interaction and communication challenges comprise a hallmark feature of 4 ASD.TheaverageageofASDdiagnosisisbetween4and5years, yetcommunica- tion differences can be observed as early as 9 months in infants later diagnosed with 5 ASD. Some of the first social-communication skills to emerge in infancy include shared facial expression and eye gaze, gestures such as showing and giving, and directed vocalizations. Following the onset of first words at around 12 months, addi- tional social-communication skills include coordinating the use of eye contact, ges- tures, and words as well as combining words to form phrases and sentences. Followingtheonsetoffluentspeechandcommunication,pragmaticlanguageskills, such as conversational turn-taking and context-driven changes in communication style become critical. Social-communication skills can be supported in infants and children with ASD us- ing naturalistic developmental behavioral interventions (NDBIs). NDBIs are a set of interventionapproachesthatincorporatethefollowingempiricallybasedcomponents: intervention delivery in natural settings within everyday play- or routine-based con- texts, use of activities that are child-preferred and motivating, intervention targets that are informed by developmental science, and intervention strategies based on behavioral principles (eg, antecedent, behavior, consequence).6 Examples of such 7 8 NDBIsincludePivotalResponseTreatment, theEarlyStartDenverModel, EarlySo- cial Interaction,9 JASPER,10 and ImPACT.11 Caregiver involvement in NDBIs is com- mon practice, but it is especially crucial in the infant and toddler period when play and daily routines are frequently mediated through caregivers. Asurge of interest in caregiver-mediated interventions has occurred over the past decade,andarecentsystematicreviewidentified54studiesoffamily-mediatedinter- ventions that focus on social interaction and communication.12 The primary goals of these studies were to teach caregivers to implement the intervention with fidelity (ie, deliver the intervention accurately as it was intended) and to improve child skills. To accomplishthis,caregiversmeetwithatrainedtherapistwhoteachestheintervention using live modeling, video modeling, role play, and practice with feedback. For example, Project ImPACT11 is a 24-session manualized caregiver-mediated interven- tion that targets 4 core social-communication skills: social engagement, language, Descargado para Lucia Angulo (lu.maru26@gmail.com) en National Library of Health and Social Security de ClinicalKey.es por Elsevier en agosto 19, 2022. Para uso personal exclusivamente. No se permiten otros usos sin autorización. Copyright ©2022. Elsevier Inc. Todos los derechos reservados. Supporting Parents in Interventions for ASD 647 imitation, and play. During each session, a trained therapist meets with the parent and child to discuss the topic of the day, model intervention strategies with the child, observetheparentpracticethestrategieswiththechild,andprovideinvivofeedback on intervention implementation. The therapist then provides homework assignments to practice the strategies during daily routines at home. Preliminary results suggest that Project ImPACT significantly increases parent adherence to treatment, improves child social and communication skills, and decreases parent stress and depression.13 Asanotherexample,theparent-mediatedJASPERmodel,isan8to10-weekprogram that teaches parents strategies for improving the frequency of social communication and play acts.14 Through didactic instruction, therapist modeling, and practice-with- feedback, parents are taught to identify the current play and communication level of their child, follow their child’s interests, and insert opportunities for the child to initiate joint attention and engage in joint play routines. Results across multiple studies demonstrate effectiveness in improving joint engagement with a caregiver, respon- siveness to joint attention, and diversity of play skills.14,15 Overall, studies on family- mediated interventions for improving social interaction and communication suggest that these teaching strategies are generally effective in improving caregivers’ skills in intervention implementation, resulting in improvements in a variety of child social behaviors, including social engagement, communication skills, and reciprocal social interactions.12 Somestudiesalsoreportimprovementsinparentstress,mentalhealth, and parenting confidence following parent-mediated social-communication interventions.16,17 Whileintervention programsaretailoredtotheindividualskills andmotivatingactiv- ities of each unique child, very little research has been conducted to individualize caregiver-mediated approaches within the unique needs of the caregiver and family context. A recent study showedthatparentswithhighlevelsofstressbeforeinterven- tion have better outcomes with a lower-intensity intervention, whereas parents with lower stress benefited more from a higher intensity intervention.18 Parent stress, so- cioeconomic strain, and autistic traits have also been associated with child out- 19 comes. In general, parents of children with ASD experience heightened levels of stress and mental health challenges20 and caregiver-implemented interventions result in small, but significant improvements in parenting confidence and, to a lesser degree, mental health.17 Continuing this emerging line of work will be essential in developing effective and highly tailored coaching strategies. Telehealth models of caregiver-mediated interventions for social communication arealsoofparticularinteresttoincreaseaccessforruralandlower-resourcedfamilies. Synchronous, asynchronous, and hybrid models of remote social-communication NDBIshavebeenexplored,demonstratingthefeasibilityandpreliminaryeffectiveness for teaching caregivers intervention strategies and improving child social- communication skills, including language, eye contact, and social engagement.21,22 Some research suggests that telehealth approaches and in-person models result in similar outcomes,12 while other studies suggest that in-person models are more beneficial.21 Interventions for Reducing Challenging Behavior Challenging behaviors, although not included in the diagnostic criteria for ASD, are 23 common in children and youth with ASD. Current prevalence estimates suggest that 56% to 94% of children with ASD engage in one or more challenging behav- 23,24 iors, including aggression, tantrums, self-injury, and property destruction. Chal- lenging behavior can adversely impact the individual’s quality of life as well as that of their family, limit access to typical educational and community settings, and Descargado para Lucia Angulo (lu.maru26@gmail.com) en National Library of Health and Social Security de ClinicalKey.es por Elsevier en agosto 19, 2022. Para uso personal exclusivamente. No se permiten otros usos sin autorización. Copyright ©2022. Elsevier Inc. Todos los derechos reservados. 648 Bradshaw et al increase parental stress. Thus, challenging behavior is a critical treatment target for many individuals with ASD and an area in which caregivers may need significant support. Researchers have identified numerous empirically supported interventions to address challenging behavior that is rooted in the field of applied behavior analysis (ABA)25 and an understanding of how events in the environment affect behavior. Spe- cifically, effective intervention begins with identifying the function of challenging behavior, or the conditions under which it is likely to occur. Then, a function-based intervention can be developed with strategies that address the purpose of the behavior.26 Central to this approach is an emphasis on teaching and reinforcing appropriate behaviors to build adaptive skills and to prevent challenging behavior from reoccurring in the future.27 Ample research supports the effectiveness of teaching caregivers of children with ASDtoimplementinterventions for challenging behavior28,29 and suggests that prac- tice andfeedbackareintegralaspectsofeffectivetrainingbecausetheyimprovecare- givers’ implementation fidelity.30 Unfortunately, the inclusion of practice and feedback in such training can be resource-intensive. Further, therapists who deliver effective caregiver training need specialized knowledge not only about ABA, ASD, and chal- 29 lenging behavior but also about family-centered practice and caregiver coaching. Taken together, these factors can result in reduced access to high-quality caregiver training that maximizes both child and family outcomes. Recently developed intervention models, including Research Units in Behavioral Intervention (RUBI),31 Prevent-Teach-Reinforce for Families (PTR),32 and An Individu- 33 alized Mental Health Intervention for ASD (AIM HI), focus on scaling up and increasing caregiver access to high-quality training on empirically supported interven- tions for challenging behavior. Critically, each model includes key ingredients of effec- tive training (ie, caregiver practice and feedback). In addition, each model is manualized and thus can be implemented with consistency by therapists without extensive training in ABA or ASD and who practice in existing service systems such as early intervention and community mental health. RUBIisamanualized,16-weekcaregivertraining program for challenging behavior that has been implemented in both individual31 and group formats.34 RUBI includes instruction, discussion, modeling, and role play with feedback; caregivers are assignedhomeworktocompletebetweensessions.Homevisitsandboostersessions may also be included in the program. Researchers have found that RUBI produces larger decreases in parent-rated child challenging behavior than parent education 3 whenimplemented individually with families, and that RUBI can be effectively deliv- ered via telehealth to further increase access.35 Preliminary research also suggests 34 that RUBI is feasible for group delivery in a community-based clinic. PTR is an intervention model for persistent challenging behavior that incorporates empirically supported strategies and is based on positive behavior support.27 Positive behavior support is an approach to addressing problem behaviors that focuses on improving the target individual’s quality of life by increasing their functional and social skills through evidence-based interventions that fit within the natural environment.36 Originally developed for school systems, PTR has been adapted29,37 and manualized for use with families.32,38 PTR involves a facilitator collaborating with the caregiver to identify the function of specific challenging behavior and develop an individualized function-based intervention that is tailored to the caregiver’s preferences, values, andcontext. The facilitator teaches the caregiver to implement the intervention using modeling, coaching, and feedback. Researchers have served as facilitators in most studiesofPTRwithfamilies;however,inanotableexception,Rivardandcolleagues39 Descargado para Lucia Angulo (lu.maru26@gmail.com) en National Library of Health and Social Security de ClinicalKey.es por Elsevier en agosto 19, 2022. Para uso personal exclusivamente. No se permiten otros usos sin autorización. Copyright ©2022. Elsevier Inc. Todos los derechos reservados.
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